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Applications of Differentiation

3.4 Concavity and the Second Derivative Test

Focus on concavity, inflection points, second derivative test.

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Ideas in this lesson

Idea 1 of 3

Concavity

Positive f′′f'' indicates increasing tangent slopes and concave-up behavior; negative f′′f'' indicates concave-down behavior.

Worked example 1

For f(x)=x3−6x2f(x) = x^{3} - 6x^{2}, find the xx-coordinate of its inflection point.
  1. f′′(x)=6(x−2)f''(x) = 6(x - 2)
  2. f′′<0f'' < 0 for x<2x < 2; f′′>0f'' > 0 for x>2x > 2
  3. Inflection x=2x = 2

Answer: 22

Worked example 2

For f(x)=x3−9x2f(x) = x^{3} - 9x^{2}, find the inflection-point yy-coordinate.
  1. f′′(x)=6(x−3)f''(x) = 6(x - 3)
  2. f′′<0f'' < 0 for x<3x < 3; f′′>0f'' > 0 for x>3x > 3
  3. f(3)=33−9(3)2=−54f(3) = 3^{3} - 9(3)^{2} = -54

Answer: −54-54

Idea 2 of 3

Inflection points

Concavity must change at an inflection point. Solving f′′=0f'' = 0 only identifies candidates.

Worked example 1

For f(x)=x3−6x2f(x) = x^{3} - 6x^{2}, find the xx-coordinate of its inflection point.
  1. f′′(x)=6(x−2)f''(x) = 6(x - 2)
  2. f′′<0f'' < 0 for x<2x < 2; f′′>0f'' > 0 for x>2x > 2
  3. Inflection x=2x = 2

Answer: 22

Worked example 2

For f(x)=x3−9x2f(x) = x^{3} - 9x^{2}, find the inflection-point yy-coordinate.
  1. f′′(x)=6(x−3)f''(x) = 6(x - 3)
  2. f′′<0f'' < 0 for x<3x < 3; f′′>0f'' > 0 for x>3x > 3
  3. f(3)=33−9(3)2=−54f(3) = 3^{3} - 9(3)^{2} = -54

Answer: −54-54

Idea 3 of 3

Second Derivative Test

At a critical point, positive f′′f'' gives a minimum and negative f′′f'' gives a maximum. When f′′=0f'' = 0, the test is inconclusive.

Worked example 1

Use the Second Derivative Test for f(x)=(x−2)2f(x) = (x - 2)^{2} at its critical point x=2x = 2.
  1. f′(2)=0f'(2) = 0
  2. f′′(2)=2>0f''(2) = 2 > 0
  3. f′(2)=0,f′′(2)=2  ⟹  f'(2) = 0, f''(2) = 2 \implies Local minimum

Answer: Local minimum

Worked example 2

Use the Second Derivative Test for f(x)=−(x−3)2f(x) = -(x - 3)^{2} at its critical point x=3x = 3.
  1. f′(3)=0f'(3) = 0
  2. f′′(3)=−2<0f''(3) = -2 < 0
  3. f′(3)=0,f′′(3)=−2  ⟹  f'(3) = 0, f''(3) = -2 \implies Local maximum

Answer: Local maximum

Resource alignment: Larson & Edwards, Calculus of a Single Variable, Tenth Edition, §3.4,p3.4, p. 187187. Explanations, diagrams and numerical practice variants are original MathLab content aligned to this section.